FINANCIAL BRIEFING BOOK: AUG 15.

Authors :: Patterson, Scott
Starsburg, Jenny
Rieker, Matthias
Jones, Kristin
Source :: Wall Street Journal - Eastern Edition. 8/15/2012, Vol. 259 Issue 38, pC2-C2. 1/4p.
Publication Year :: 2012
Abstract: The article reports that brokerage Knight Capital Group has attributed an August 1, 2012 trading mishap to the flawed implementation of a software upgrade, and also discloses that banking company Wells Fargo & Co. has reached a settlement with the U.S. Securities and Exchange Commission over the bank's alleged failure to advise investors about risks associated with mortgage-derivative investments.