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SEC Nets Win in 'Naked Short' Case.
- Source :
-
Wall Street Journal - Eastern Edition . 6/11/2013, Vol. 261 Issue 135, pC1-C2. 2p. 1 Color Photograph. - Publication Year :
- 2013
-
Abstract
- The article reports that a judge from the U.S. Securities and Exchange Commission has ruled in 2013 that the former banker Jonathan Feldman committed a short-selling fraud by misleading investors with naked short selling practices. The brokerage firm optionsXpress Inc. of the brokerage company Charles Schwab Corp. is mentioned.
- Subjects :
- *SHORT selling (Securities)
*FRAUD lawsuits
*CORRUPTION
*ACTIONS & defenses (Law)
Subjects
Details
- Language :
- English
- ISSN :
- 00999660
- Volume :
- 261
- Issue :
- 135
- Database :
- Academic Search Index
- Journal :
- Wall Street Journal - Eastern Edition
- Publication Type :
- News
- Accession number :
- 88055780