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SEC Pulls Over a Fast-Trading Firm.
- Source :
-
Wall Street Journal - Eastern Edition . 9/18/2014, Vol. 264 Issue 67, pC1-C2. 2p. - Publication Year :
- 2014
-
Abstract
- The article reports that high-frequency trading firm Latour Trading LLC agreed to pay $16 million to settle charges from the U.S. Securities and Exchange Commission (SEC) that it had violated capital rules aimed at curbing excessive risk taking. The SEC also fined a Latour employee, Nicolas Niquet, $150,000.
- Subjects :
- *HIGH-frequency trading (Securities)
*FINES (Penalties)
*LEGAL settlement
Subjects
Details
- Language :
- English
- ISSN :
- 00999660
- Volume :
- 264
- Issue :
- 67
- Database :
- Academic Search Index
- Journal :
- Wall Street Journal - Eastern Edition
- Publication Type :
- News
- Accession number :
- 98350490