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SEC Delays Action on New Tests for Wall Street Firms.

Authors :
PATTERSON, SCOTT
Source :
Wall Street Journal - Eastern Edition. 10/9/2014, Vol. 264 Issue 85, pC2-C2. 2/5p.
Publication Year :
2014

Abstract

The article discusses the delaying of the implementation of regulations that require trading firms to use tests and checks to prevent market mishaps by the U.S. Securities & Exchange Commission (SEC), focusing on efforts by SEC commissioners Kara Stein and Luis Aguilar to expand the rules.

Details

Language :
English
ISSN :
00999660
Volume :
264
Issue :
85
Database :
Academic Search Index
Journal :
Wall Street Journal - Eastern Edition
Publication Type :
News
Accession number :
98737205