Model Compliance: Avoiding the Hard-Knocks Life So the Sun Will Come Out Tomorrow.

Deals with devising a model for compliance at all relationship levels of a fund company. Guide which could be helpful for fund companies to assess their readiness for the U.S. Securities and Exchange Commission examination; Range of capabilities which must be present and demonstrable in the due diligence process; Component which could serve as a total network of resources to support the fund company's goal of compliance.