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U.S. jury indicts brokers for leaks of client orders

Authors :
Lucchetti, Aaron
Source :
Wall Street Journal. Europe. August 16, 2005, C1
Publication Year :
2005

Abstract

The United States Securites and Exchange Commission is investigating four stockbrokers for securities fraud, conspiracy and commercial bribery. The four accused of leaking client orders are Kenneth E. Mahaffy Jr., Timothy J. O'Connell, Ralph D. Casbarro and David G. Ghysels Jr.

Subjects

Subjects :
United States. Securities and Exchange Commission -- Cases
Securities fraud -- Cases
Conspiracy -- Cases
Company legal issue
Banking, finance and accounting industries
Business
Business, international

Details

Language :
English
ISSN :
09219986
Database :
Gale General OneFile
Journal :
Wall Street Journal. Europe
Publication Type :
News
Accession number :
edsgcl.135173933

Tools

Authors Abstract Subjects Details