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Get a grip: why does most securities enforcement and regulation rest on conflicted SROs and ad hoc committees?

Authors :
Rosen, Al
Source :
Canadian Business. Sept 29, 2008, Vol. 81 Issue 16, p26, 2 p.
Publication Year :
2008

Abstract

It is argued that self-regulatory organizations are ineffective when it comes to overseeing securities enforcement since an active government benefits the securities market when it comes to securities enforcement. The same arguments are pointed out for the implementation of the International Financial Reporting Standards in Canada.

Details

Language :
English
ISSN :
00083100
Volume :
81
Issue :
16
Database :
Gale General OneFile
Journal :
Canadian Business
Publication Type :
Periodical
Accession number :
edsgcl.188822478