Variable Annuity Holder Allowed To Assert Section 36(b) Excessive Fee Claims Against Investment Adviser Of Underlying Mutual Funds (Financial Services Alert, October 2, 2012)

Authors :: Fischer, Eric R.
Galloway, Jackson B.R.
Fries, Elizabeth Shea
Source :: Mondaq Business Briefing. October 3, 2012
Publication Year :: 2012
Abstract: Edited by: Eric R. Fischer, Jackson B.R. Galloway and Elizabeth Shea Fries In This Issue: Variable Annuity Holder Allowed to Assert Section 36(b) Excessive Fee Claims Against Investment Adviser of [...]

Subjects :: United States. Securities and Exchange Commission -- Laws, regulations and rules
Investment advisers -- Laws, regulations and rules
Fiduciary duties -- Laws, regulations and rules
Variable annuities -- Laws, regulations and rules
Government regulation
Business, international
Investment Company Act of 1940

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