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Expungement Among Coming FINRA Arb Changes

Authors :
Maiden, Ben
Source :
Compliance Reporter. August 12, 2013
Publication Year :
2013

Abstract

Byline: Ben Maiden The Financial Industry Regulatory Authority is planning important changes to its arbitration forumÇ'with reforms to expungement proceedings and the definition of public arbitrators most likely to grab [...]

Subjects

Subjects :
United States. Securities and Exchange Commission -- Economic policy
Securities arbitration -- Laws, regulations and rules
Government regulation
Banking, finance and accounting industries
Business
Financial Industry Regulatory Authority Inc. -- Economic policy

Details

Language :
English
ISSN :
15295699
Database :
Gale General OneFile
Journal :
Compliance Reporter
Publication Type :
Periodical
Accession number :
edsgcl.343466505

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