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FINRA Consolidates Criteria For Participation In BC/DR Testing

Source :
Mondaq Business Briefing. May 6, 2019
Publication Year :
2019

Abstract

FINRA consolidated criteria for designation of participants in FINRA's Business Continuity/Disaster Recovery Testing ('BC/DR Testing') under Regulation Systems Compliance and Integrity (Regulation SCI). FINRA Rule 4380 authorizes FINRA to designate [...]

Subjects

Subjects :
Regulatory compliance -- Evaluation
Business, international
Financial Industry Regulatory Authority Inc. -- Economic policy

Details

Language :
English
Database :
Gale General OneFile
Journal :
Mondaq Business Briefing
Publication Type :
News
Accession number :
edsgcl.584534378

Tools

Authors Abstract Subjects Details