SEC/FINRA Joint Statement On Digital Asset Securities Does Not Address Regulatory Log Jam

Authors :: Eisert, Edward G.
Source :: Mondaq Business Briefing. July 29, 2019
Publication Year :: 2019
Abstract: Last week, the Staffs of the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) (collectively, the Staffs) released a Joint Statement concerning the application of the [...]

Subjects :: United States. Securities and Exchange Commission -- Economic policy
Financial statements -- Laws, regulations and rules
Consumer protection -- Laws, regulations and rules
Securities law -- Interpretation and construction
Technology
Online assets
Brokers
Independent regulatory commissions
Government regulation
Business, international
Financial Industry Regulatory Authority Inc. -- Economic policy

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