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Rules shouldn't have prompted banks to halt fund sales: OSC
- Source :
- Globe & Mail (Toronto, Canada). September 14, 2021, B1,B4
- Publication Year :
- 2021
-
Abstract
- Byline: CLARE O'HARA, Staff Lead Ontario's securities watchdog says new regulations that will soon require advisers to have deeper knowledge of the funds they recommend to clients should not have [...]
- Subjects :
- Ontario. Securities Commission -- Powers and duties
Investment advisers -- Practice -- Laws, regulations and rules
Banking industry -- Laws, regulations and rules
Investments -- Laws, regulations and rules -- Forecasts and trends -- Economic aspects
Government regulation
Market trend/market analysis
Banking industry
General interest
News, opinion and commentary
Subjects
Details
- Language :
- English
- ISSN :
- 03190714
- Database :
- Gale General OneFile
- Journal :
- Globe & Mail (Toronto, Canada)
- Publication Type :
- News
- Accession number :
- edsgcl.675316029