United States : SEC Charges Hudson Valley Wealth Management Advisory Firm and Founder for Failing to Disclose Conflicts of Interest

Source :: Mena Report. May 15, 2024
Publication Year :: 2024
Abstract: The Securities and Exchange Commission today announced settled charges against New York-based registered investment adviser Hudson Valley Wealth Management Inc. and its founder, Christopher Conover, for breaching their fiduciary duties [...]

Subjects :: United States. Securities and Exchange Commission -- Ethical aspects -- Management
Financial services industry -- Ethical aspects
Financial management
Fiduciary duties
Company business management
Financial services industry
Business, international

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