SEC Enforcement Actions Against Public Companies and Subsidiaries Drop by 12% in FY 2024; Actions Still Up Nearly 5% Compared to Historical Average

Off-channel communications continues as an enforcement priority, driving Broker Dealer allegations to 29% of FY 2024 actions. NEW YORK, Nov. 21, 2024 /PRNewswire-PRWeb/ -- The U.S. Securities and Exchange Commission [...]